Senior Compliance Executive
Employmentspecialists
| Company | Employmentspecialists |
| Category | Legal & Compliance |
| Location | Colchester |
| Remote | — |
| Employment | Not stated |
| Level | Senior |
| Salary | Not stated by the employer |
| First seen | 2 Aug 2026 (the employer did not state a posting date) |
| Last verified | 9 Aug 2026 |
| Source | The employer's own careers page (company_site) |
Description
Reset Results
Filters:
Sort by:
Relevance
Date
Choose a job sector
Job Type
Salary Range
HOME Candidates Jobs Insurance Senior Compliance Executive
Senior Compliance Executive
Our growing Commercial Broking client is looking for a dedicated Senior Compliance Executive to support the day-to-day business operations. You’ll…..
Job Summary
Salary:
£40000 - £50000 per annum
Colchester, Essex
Job Type:
Permanent
Job Posted 18/12/25
Share this page
Similar Jobs
Account Executive Existing Business
• Chelmsford, Essex
£55000 - £65000 per annum + Bonus & Commission & Car Allowance
Commercial Division Lead
• Suffolk
£120000 - £150000 per annum
Commercial Account Handler
• Chelmsford, Essex
£45000 - £55000 per annum
Trainee Account Executive
• Ipswich, Suffolk
£32000 - £35000 per annum
Senior Account Handler
• Ipswich, Suffolk
£40000 - £47000 per annum
Senior Compliance Executive
Our growing Commercial Broking client is looking for a dedicated Senior Compliance Executive to support the day-to-day business operations. You’ll…..
Our growing Commercial Broking client is looking for a dedicated Senior Compliance Executive to support the day-to-day business operations.
You'll play a crucial role in ensuring they meet all Regulatory requirements by undertaking Compliance monitoring and supporting a range of Compliance-related activities.
If you're passionate about upholding high standards, contributing to a collaborative team, and making an impact in a growing environment, this is an ideal opportunity for you.
Options for full and part time working are available.
Key Responsibilities of the Senior Compliance Executive include:
• Tracking of Compliance actions as part of the annual Compliance Plan and report on the progress throughout the year
• Develop and maintain good working relationships with the business and promote a strong and positive Compliance culture and respond to general queries to support the business
• Development and/or improvement of policies and procedures and processes to ensure they continue to support the business in complying with Regulatory requirements
• Undertake Regulatory horizon scanning and impact assessments
• Maintenance of the Compliance training system and monitoring of staff completion as well as further development of required courses
• Communicate relevant Regulatory information to business areas in a clear and concise manner and provide oversight of any resulting actions
• Tracking and monitoring of Compliance performance
• Maintain an overview and knowledge of Regulation, expectation, good market practice and requirements and to report on material changes
• Maintain Compliance with any applicable UK or International statutory or Regulatory obligation.
To be a successful Senior Compliance Executive you will demonstrate:
• Previous experience in a Compliance role for a Commercial Broker, Insurer or Managing Agent.
• Strong Regulatory and market awareness.
• Demonstrate an understanding of the FCA's Rules, as well as knowledge of complaint handling processes.
• Strong communication skills.
• Confidence in your knowledge and expertise.
• Strong numerical and analytical skills.
• Resourceful and able to apply own initiative in resolving issues.
• Strong planning and organisation skills with a keen attention to detail.
• Proactive and personable approach.
Fill in the form and attach your CV below
Share this page
Similar Jobs
Account Executive Existing Business
• Chelmsford, Essex
£55000 - £65000 per annum + Bonus & Commission & Car Allowance
Commercial Division Lead
• Suffolk
£120000 - £150000 per annum
Commercial Account Handler
• Chelmsford, Essex
£45000 - £55000 per annum
Trainee Account Executive
• Ipswich, Suffolk
£32000 - £35000 per annum
Senior Account Handler
• Ipswich, Suffolk
£40000 - £47000 per annum
I came across Employment Specialists on LinkedIn. They were very helpful and supportive throughout the whole process. Listening carefully to my needs and understanding my work situation at the time. They arranged quite a few interviews with me not long after we initially got in contact. They did an amazing job with interview prep and keeping my nerves at bay, and I'm definitely going to use those skills in future. The difference with Employment Specialists, is that they actually cared about what I wanted and the specific type of insurance I wanted to work in.
Found the perfect move into another Insurance position.
Employment Specialists Ltd have been fantastic in helping me find a job after university. You’ve communicated brilliantly, been supportive and helpful throughout the application process as well as genuinely matching me with a role I was interested in along with a suitable salary. I’m very happy in my new job and would definitely recommend you to anyone searching for new job who isn’t sure what’s available. Thank you again for all your help!
Achieved his first Insurance position with ESL
Employment Specialists are very unique in their approach to recruitment and their service is far superior to other agencies. In my experience they are highly efficient and treat the candidate with utmost respect.
They were genuinely interested in me as an individual and worked hard to place me in the right role. They kept me informed at every stage and were always available to talk to in order to help me reach the right decision. Thank you for everything.
Secured his latest position with Employment Specialists Ltd
I have used Employment Specialists Ltd twice over a 5 year period. Both times they have found me great positions at reputable insurance companies. They took the time to find out exactly what I was looking for in a job and what skills I had that could be applied to the available positions. They even assisted me in updating my CV in order to convey myself better to potential employers. The team were very quick to obtain relevant interviews and kept me up to date with any feedback they received.
Gained two roles with ESL
Fantastic service from Employment Specialists Ltd, made it easy for me and kept me updated at all times, I would highly recommend the them to anyone looking for a new job, outstanding service. Thank you for all your advice and help.
Obtained next great Sales role
Having worked with Employment Specialists Ltd twice, I would highly recommend them. On both occasions they have successfully found me employment. The most recent role was not an obvious match on paper and I have no doubt that they played a massive part in securing me this opportunity. I have always found them highly professional and supportive during the process, particularly with preparation for interview. Should the need arise again, they will be my first call.
Achieved promotion and career change
I was put in contact with Employment Specialists Ltd by a family member and received a call very promptly. I couldn't be more happy with the service they provided me. As soon as I was unsuccessful for one job, they straight away found another, and a week after that I was accepted into the next job! I've told all my friends about Employment Specialists and would recommend them to anyone!
Secured his first role in Insurance
I approached Employment Specialists four years ago and they have assisted me in gaining two separate positions within the insurance industry. I would like to especially mention Malcolm who has been extremely helpful on every occasion. I would most definitely recommend Employment Specialists and will of course use them again in the future if necessary.
Achieved a great move into Commercial Account Handling
Register your CV
In order for us to help you find that perfect job, please send us your CV.