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Securities Compliance Examiner

Securities and Exchange Commission
CompanySecurities and Exchange Commission
CategoryLegal & Compliance
LocationLos Angeles, California
Remote—
EmploymentNot stated
LevelMid
SalaryUSD 123k–283k
First seen3 Aug 2026 (the employer did not state a posting date)
Last verified12 Aug 2026
SourcePublic employment agency (usajobs)
Applications are handled by the employer, not by us.Apply on the employer's site →
Description
The Division of Examinations is seeking Securities Compliance Examiners in the Office of Investment Advisers and Investment Companies (IA/IC), Private Funds Unit (PFU) and Office of Clearance Settlement (OCS) in various locations. As a Securities Compliance Examiner, you will join a well-respected team that is responsible for supporting EXAMS' mission to conduct and coordinate the nationwide examination program for entities over which the Commission has regulatory authority.