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Regulatory Compliance Specialist

Epl-Recruitment
CompanyEpl-Recruitment
CategoryLegal & Compliance
LocationGB
Remote
EmploymentNot stated
LevelNot stated
SalaryNot stated by the employer
First seen3 Aug 2026 (the employer did not state a posting date)
Last verified12 Aug 2026
SourceThe employer's own careers page (company_site)
Applications are handled by the employer, not by us.Apply on the employer's site →
Description
Application deadline date has been passed for this Job. This job has been Expired Post Date: November 11, 2025 Job Description A permanent position has arisen for a Regulatory Compliance Specialist working within the Group Risk, Legal and Compliance team. The role, which reports to the Chief Compliance Officer, will support and embed the regulatory risk framework in all businesses. The role would suit an individual with a genuine interest in protecting the business, understanding the markets in which we operate and supporting the continuous improvement of our control environment. The main responsibilities for the role holder will include: • Supporting the submission of regulatory returns for the Group Companies • Maintenance of various internal governance papers and registers • Undertaking compliance assurance reviews • Review and respond to regulatory consultations • Monitor and interpret regulation • Preparation of Board and Committee reports • Provide regulatory compliance advice and support to key strategic projects To ensure that the role is carried out to the desired level, the successful candidate should have the following skills: • It would be advantageous to hold a relevant industry qualification e.g. ICA International Diploma or equivalent; or the willingness to work towards and achieve within the first 18 months in the role • Good understanding of the markets that we operate in and knowledge of regulations and legislation within the financial services sector • The ability to influence and challenge constructively • Business understanding and wider commercial insight • Meticulous attention to detail • Embrace change and comfortable working on multiple activities simultaneously • Work independently to tight timelines • Track record for delivering timely, credible, subject matter expertise • Excellent written and verbal communication skills