Job Opportunities API

Who we are We are a global wealth-tech company powering the next generation of trading. We deliver cutting-edge centralised trading solutions and robust B2B financial infrastructure. Our proprietary trading platform offers clients seamless access to stocks, ETFs, bonds, futures, options, swaps, funds, and currency pairs- all within a single, multi-currency account. We believe in the boundless flow of capital and information. Whilst developing EXANTE, we saw technology as a means to improve global connectivity of the financial services industry. Over the years, we have earned a reputation for providing superior service and for getting the results our clients and customers want.  Most importantly, people have come to know us for our technological insights and focus on privacy. Our inspiration stems from the talent and ambition of our clients. We are offering an ecosystem of financial products and services that would provide the most tailored assistance to traders.    Our culture Everything at EXANTE starts with our people. We bring together 600+ minds from 65 nationalities across 70 locations. We place trust in our team with real autonomy - the freedom to drive change across products, processes and everything in between. That trust fuels innovation, and the demands of the markets build resilience; we adapt, push forward, and we look after each other while we do it.  That freedom is matched by real investment in growth: we back our people with ongoing learning, hands-on development and the kind of stretch opportunities that turn good careers into great ones. Here, progression isn’t something you wait for - it’s something you’re actively supported to pursue.  About the Role We are currently seeking an Ongoing Monitoring Officer to join our Compliance team. The Ongoing Monitoring Officer is responsible for ensuring that customer activity is continuously monitored in line with regulatory requirements and internal policies.    Reporting line: Ongoing Monitoring Team lead Responsibilities: Undertake quality review of clients’ KYC records Act as a subject matter expert on legal documents and processes to review a client Manage and facilitate proper client Due Diligence Serve as a point of contact for KYC and reporting issues of designated clients Act as a KYC and AML subject matter resource for company stakeholders Act as a subject matter resource on the KYC/AML policies and procedures Conduction of investigations and research on clients' transactions, and identification of potentially suspicious transactions using various internal and external systems/databases Summarize the findings of the investigation Advise stakeholders on next steps and provision of recommendations on the next course of action (relationship retention, termination, Suspicious Activity Report (SAR)) Manage the risk by analyzing the root cause of issues and their impact on the business Discussion and escalation to MLRO/Compliance complex issues surrounding client types and structures, financial products and services, and other AML/Sanctions risk-related issues Compile internal SAR and alert/case narratives summarizing the results of investigations to the MLRO.    Qualifications:  Strong knowledge of AML, counter-terrorist financing (CTF), and sanctions regulations, including OFAC, EU, and UN sanctions regimes Minimum 3 years of experience in AML and sanctions compliance, preferably in the banking, brokerage and/ or fintech Bachelor's or Master’s degree in Business, Finance, Law, or a related field (a master's or professional certification such as CAMS, CySec Certification, or ICA is an advantage) Experience with AML transactions monitoring systems and sanctions screening tools Analytical mindset with the ability to conduct complex investigations and assessments Strong written and verbal communication skills Fluent Engli