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Compliance and IR Associate – Asset Management, Monaco

altanawealth
Companyaltanawealth
CategoryFinance
Location
Remote
EmploymentNot stated
LevelNot stated
SalaryNot stated by the employer
Posted8 Jun 2026
Last verified10 Aug 2026
SourceEmployer ATS (teamtailor)
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Description
Company Profile Altana Wealth is an award-winning Asset Management Company based in London with an affiliate company based in Monaco, backed by partners’ money and with a wide range of product types. The company manages assets on behalf of professional clients and eligible counterparties. Altana Wealth is authorised and regulated by the Financial Conduct Authority in the UK and CCAF in Monaco. Team Profile Our team members are outstanding individuals coming from a diverse range of backgrounds and cultures with a common focus on high performance and distinguished sources of alpha. We are constantly seeking innovative solutions that would set us apart from our competitors by offering transparency and aligning our investors with every strategy. We value our passion, commitment and are rewarded for our performance. Position Overview We are looking to recruit a talented and versatile Investor Relations & Compliance Associate to join our team. This hybrid role sits at the intersection of client engagement and regulatory oversight, offering a unique opportunity to gain exposure across both front-facing investor relations activities and core compliance / AML frameworks. Reporting directly to the Head of Investor Relations and the Compliance Officer/AMLRO, the successful candidate will work closely with both to support the firm’s external communications, investor servicing, and regulatory obligations across multiple jurisdictions. This role is well-suited to candidates with 2–4 years of experience within regulated financial services (ideally banking or asset management) who are looking to broaden their skillset across both commercial and control functions. Why This Role Unique hybrid exposure across front office (IR) and second line (compliance) Broad visibility across fund structures, investors, and regulatory frameworks Key Responsibilities Compliance & AML (circa 50%) Client onboarding and monitoring: End‑to‑end KYC/AML from onboarding through to UBO identification, periodic reviews, and ongoing client screening. Risk and regulatory compliance: Risk analysis, regulatory monitoring, and updates of core compliance documentation to reflect evolving requirements. Advanced compliance work: Analysis of complex structures and a high degree of operational autonomy within the compliance function. Day‑to‑day support: Execute KYC/AML processes, including investor onboarding and periodic reviews. Maintain and update compliance documentation (policies, registers, risk assessments, testing logs, training records, conflicts, etc.). Support monitoring activities (sanctions screening, file reviews, controls testing) under supervision. Contribute to regulatory reporting, filings, and responses to information requests. Help prepare materials for audits, inspections, and board reporting. Liaise with internal teams to ensure investor communications adhere to compliance requirements. Investor Relations (circa 50%) Act as a point of contact for investor queries, ensuring timely and high-quality responses Support the preparation and distribution of investor reporting, presentations, and marketing materials Assist with DDQs, RFPs, and ad hoc investor requests Maintain CRM systems, investor records, and distribution lists Coordinate investor communications, including updates, newsletters, and fund-related documentation Work closely with investment and operations teams to ensure accurate and consistent messaging Develop a strong understanding of fund structures, strategies, and the investor lifecycle (subscriptions, redemptions, etc.) Build and maintain relationships with key stakeholders, including investors, administrators, and internal teams Candidate Profile Only candidates not requiring visa sponsorship at the time of hiring will be considered. Experience 2–4 years of relevant experience within regulated financial services Background