Job Opportunities API

Key Areas of Responsibilities • Review   counterparty risk   and keep counterparty risk is under the control • Review and assess credit exposures deriving from OTC transactions • Assist   in review and negotiation of credit terms within Master agreements (i.e. ISDA, GMRA, GMSLA) • Review and assign   appropriate internal   credit rating • F amiliar with Prime Brokerage business, especially on the model of   rule   base   margining ,   Portfolio   Stress,   Model   calibration   and v alidation   for linear and nonlinear products • Review   DVP/FOP   risk   and   ensure   D VP/FOP   risk   under   well   control • Review and assess credit exposures deriving from   I nstitution Equity business • Familiar with   I nstitution Equity business and p erform regular monitoring for early risk identification • Prepare credit files and write ups, review credit limit   applications   and make   appropriate recommendations   to senior management for higher approval delegation • Prepare daily credit reports and   monitor   credit exposures. Resolve issues when exceptions occur and properly escalate to senior team members as necessary • Monitor for adverse news which could potentially deteriorate counterparty / issuer credit quality • Produce Risk Committee and Management reports • Review and update procedures • Support ad-hoc requests from business and other internal clients Requirements • 5- 10   years of relevant risk management experience in Brokerage / Financial institution • Master’s degree   holder in Finance,   Business   or related discipline • Possess good knowledge of financial products (i.e. Equities, Futures & Options, OTC derivatives) • Sound understanding of credit risk management, able to   identify   relevant exposures from   different products • Experienced with credit review and write-ups • A good team player, quick learner, self-motivated with   strong sense   of responsibility and discipline; • Proficient in Excel / Macro /SQL • Good command of written and spoken English, Chinese (Mandarin and Cantonese) Stay informed on CITIC CLSA Job Opportunities Not the right fit? You can create a job alert to receive our latest job openings that meet your interest.