Job Opportunities API

About our client: Top EAM firm in Hong Kong. Job responsibilities: - Develop, implement, and monitor compliance policies and procedures to ensure adherence to applicable laws, regulations, and industry standards. - Conduct regular compliance risk assessments and audits across business units. - Stay updated on regulatory changes and communicate relevant updates to management and staff. - Provide training and guidance to employees on compliance-related topics and ethical business practices. - Investigate and resolve compliance issues, reporting findings and recommendations to senior management. - Liaise with regulatory bodies and external auditors as required. - Prepare and submit compliance reports and documentation in a timely manner. - Support the development of a strong compliance culture throughout the organization. Job requirements: - Bachelor’s degree in Law, Business Administration, Finance, or a related field; professional compliance certification (e.g., CCEP, CRCM) is a plus. - Minimum of 3 years’ experience in a compliance role, preferably within the technology or asset management sector. - Strong knowledge of relevant laws, regulations, and industry standards (e.g., SOX, GDPR, ISO). - Excellent analytical, problem-solving, and organizational skills. - Exceptional communication and interpersonal abilities. - High ethical standards and attention to detail. - Ability to work independently and collaboratively in a fast-paced environment. - Proficiency in compliance management software and Microsoft Office Suite. - Proficient in English, Mandarin and Cantonese.